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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-03 |
| TX | RA | APPROVED | 2026-02-03 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
Florence, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Big League Haircuts | Burlington | KY | 06/2016 | 07/2017 |
| United Parcel Service | Walton | KY | 09/2019 | 01/2020 |
| Walgreens Pharmacy | Erlanger | KY | 04/2021 | 06/2022 |
| Fidelity Investments | Covington | KY | 09/2024 | Present |
| St. Elizabeth Healthcare | Edgewood | KY | 07/2023 | 09/2024 |
| Bed Bath And Beyond | Crestview Hills | KY | 01/2020 | 04/2020 |
| The Fischer Group | Fairfield | OH | 06/2022 | 10/2022 |
| Amazon | Hebron | KY | 08/2020 | 04/2021 |
| Bed Bath And Beyond | Crestview Hills | KY | 07/2017 | 09/2019 |
| Walgreens Pharmacy | Burlington | KY | 11/2022 | 06/2023 |
| Unemployment | Florence | KY | 04/2020 | 07/2020 |
| Northern Kentucky University | Highland Heights | KY | 08/2018 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-19 |
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