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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-07
TX RA APPROVED 2026-05-07
  • CA RA
    APPROVED
    Since 2026-05-07
  • TX RA
    APPROVED
    Since 2026-05-07

Branch Locations

Pico Rivera, CA • United States

3 Park Plaza, Floor 3, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 04/2026 Present
Jpmorgan Chase Bank, N.A. Irvine CA 04/2026 Present
Bai Yang Golf Academy Rosemead CA 02/2022 Present
Equitable Advisors, Llc Los Angeles CA 10/2024 04/2026
Equitable Financial Los Angeles CA 10/2024 04/2026
Scga Jr Foundation Norwalk CA 09/2019 03/2023
Unemployed Pico Rivera CA 04/2016 08/2019
  • 04/2026 → Present
    Irvine, CA
  • 04/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 02/2022 → Present
    Bai Yang Golf Academy
    Rosemead, CA
  • 10/2024 → 04/2026
    Los Angeles, CA
  • 10/2024 → 04/2026
    Equitable Financial
    Los Angeles, CA
  • 09/2019 → 03/2023
    Scga Jr Foundation
    Norwalk, CA
  • 04/2016 → 08/2019
    Unemployed
    Pico Rivera, CA
Previous Registrations
Other Businesses

Entity Name: Bai Yang Golf Academy Investment related: No "Address: 8640 Rush St Rosemead,CA 91770" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 02/18/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Private Golf Instruction to Junior Golfers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-22
  • S66 Uniform Combined State Law Examination
    2024-10-22
Other Names
  • Eyan Eriq Baul

View on SEC IAPD

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