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Roger John Lofquist

Oppenheimer & Co. Inc.

Chicago, IL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-06
  • IL RA
    APPROVED
    Since 2025-10-06

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prairie School Wind Point WI 07/2015 05/2021
Dairy Queen Racine WI 06/2019 03/2020
University Of Wisconsin-Madison Madison WI 09/2021 05/2025
Ascott Pools, Inc. Racine WI 06/2021 08/2021
Ascott Pools, Inc. Racine WI 06/2022 08/2022
Unemployed Racine WI 05/2021 06/2021
Specialty Underwriters Llc Oak Creek WI 06/2023 08/2023
Specialty Underwriters Llc Oak Creek WI 05/2024 08/2024
Ameriprise Financial Brookfield WI 09/2024 06/2025
Oppenheimer & Co. Inc. Chicago IL 07/2025 Present
  • 07/2015 → 05/2021
    The Prairie School
    Wind Point, WI
  • 06/2019 → 03/2020
    Dairy Queen
    Racine, WI
  • 09/2021 → 05/2025
    University Of Wisconsin-Madison
    Madison, WI
  • 06/2021 → 08/2021
    Ascott Pools, Inc.
    Racine, WI
  • 06/2022 → 08/2022
    Ascott Pools, Inc.
    Racine, WI
  • 05/2021 → 06/2021
    Unemployed
    Racine, WI
  • 06/2023 → 08/2023
    Specialty Underwriters Llc
    Oak Creek, WI
  • 05/2024 → 08/2024
    Specialty Underwriters Llc
    Oak Creek, WI
  • 09/2024 → 06/2025
    Ameriprise Financial
    Brookfield, WI
  • 07/2025 → Present
    Oppenheimer & Co. Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-03
  • S66 Uniform Combined State Law Examination
    2025-10-03
Other Names
  • Roger John Lofquist

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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