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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-03
  • PA RA
    APPROVED
    Since 2025-02-03

Branch Locations

Thornton, PA • United States

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newtown Square PA 09/2024 Present
Massmutual Life Insurance Company Newtown Square PA 09/2024 Present
Morey's Piers & Beachfront Waterparks Wildwood NJ 06/2016 08/2020
Domestic And Imported Beverages Glen Mills PA 05/2021 08/2022
Clark Associates Lancaster PA 06/2023 08/2023
The Pennsylvania State University State College PA 08/2020 05/2024
Bayard Rustin High School West Chester PA 08/2016 06/2020
Unemployed/ Studying For Licenses Glen Mills PA 05/2024 09/2024
Domestic And Imported Beverages Glen Mills PA 11/2024 Present
  • 09/2024 → Present
    Newtown Square, PA
  • 09/2024 → Present
    Massmutual Life Insurance Company
    Newtown Square, PA
  • 06/2016 → 08/2020
    Morey's Piers & Beachfront Waterparks
    Wildwood, NJ
  • 05/2021 → 08/2022
    Domestic And Imported Beverages
    Glen Mills, PA
  • 06/2023 → 08/2023
    Clark Associates
    Lancaster, PA
  • 08/2020 → 05/2024
    The Pennsylvania State University
    State College, PA
  • 08/2016 → 06/2020
    Bayard Rustin High School
    West Chester, PA
  • 05/2024 → 09/2024
    Unemployed/ Studying For Licenses
    Glen Mills, PA
  • 11/2024 → Present
    Domestic And Imported Beverages
    Glen Mills, PA
Other Businesses

NAME: DOMESTIC & IMPORTED BEVERAGES INV REL: N ADD: 485 BALTIMORE PIKE, GLEN MILLS PA 19342 NATURE: SELL BEER POSITION: SALESMAN/STOCK CLERK START DATE: 11/09/2024 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: STOCK, SELL, AND DELIVER BEER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-14
  • S66 Uniform Combined State Law Examination
    2025-01-14
Other Names
  • Daniel Wethey

View on SEC IAPD

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