Connor Balea

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-13
MD	RA	APPROVED	2025-12-22

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Towson	MD	09/2024	Present
Guidos Burritos	Ocean City	MD	05/2021	08/2022
Bay Country Homes	Fruitland	MD	06/2015	08/2024
James M. Bennett High School	Salisbury	MD	08/2014	05/2018
Towson University	Towson	MD	08/2018	12/2024

09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
05/2021 → 08/2022

Guidos Burritos

Ocean City, MD
06/2015 → 08/2024

Bay Country Homes

Fruitland, MD
08/2014 → 05/2018

James M. Bennett High School

Salisbury, MD
08/2018 → 12/2024

Towson University

Towson, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-22