Carol Lynn Strehlow

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Retirement Plan Solutions
  Waukesha, WI
• 02/2016 → 05/2019
  Lpl Financial, Llc
  Delafield, WI
• 03/2016 → Present
  Independent Financial Partners
  Delafield, WI
• 05/2019 → Present
  Ifp Securities, Llc
  Waukesha, WI

Other Businesses

1. 3/16/2016: Retirement Plan Solutions, Inc. - DBA: Retirement Plan Solutions - Investment Related - At Reported Business Location(s) - DBA for IFP Securities - Started 05/22/2019 - 160 Hours per month During Securities Trading - compensation is salary. The DBA provides wealth management services to individual clients and qualified plans. I am a minority owner/shareholder in this entity. Erik Swenson is the majority shareholder of this entity and Erik is also an Investment Advisor Rep with Independent Financial Advisors (IFP). 2.3/23/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 03/21/2016 - 1 Hours Per Month During Securities Trading. No compensation. 3. 3/23/2016: Retirement Plan Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Star ted 03/23/2016 - 160 Hours Per Month During Securities Trading. Compensation is salary. Administrative purposes only.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-02-18
• S65 Uniform Investment Adviser Law Examination
  2016-02-06

Other Names

• Carol Lynn Schimmel