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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-25
  • VA RA
    APPROVED
    Since 2024-11-25

Branch Locations

1939 Roland Clarke Place, Suite 400, Reston, VA 20191 • United States

Williamsburg, VA • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Advisor Group/ Lpl Reston VA 09/2024 Present
Coastal Church Yorktown VA 07/2014 09/2024
Private Advisor Group, Llc Morristown NJ 11/2024 Present
  • 09/2024 → Present
    Global Advisor Group/ Lpl
    Reston, VA
  • 07/2014 → 09/2024
    Coastal Church
    Yorktown, VA
  • 11/2024 → Present
    Morristown, NJ
Other Businesses

1- 10/01/2024 / Global Advisor Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 10/01/2024 / Care Net Peninsula / Tax Prep/Accounting/CPA / Investment Related / 3 hrs mth / Start date: 09/01/2022 3- 01/15/2025- Private Advisor Group- Registered Investment Advisor - INV Related- At Reported Business Location(s)- Start date 09/20/2024- 160 Hours During Trading- 8 Hours During Trading 4- 01/15/2025- Private Advisor Group- Registered Investment Advisor -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At Reported Business Location(s)- Start date 09/20/2024- 160 Hours During Trading- 8 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-15
S65 Uniform Investment Adviser Law Examination 2024-08-02
  • S63 Uniform Securities Agent State Law Examination
    2024-11-15
  • S65 Uniform Investment Adviser Law Examination
    2024-08-02

View on SEC IAPD

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