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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-23
MO RA APPROVED 2025-04-04
  • TX RA
    APPROVED
    Since 2025-07-23
  • MO RA
    APPROVED
    Since 2025-04-04

Branch Locations

3253 E Chestnut Expressway #13 Suite 401, Springfield, MO 65802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Springfield MO 10/2024 Present
Massmutual Life Insurance Co Springfield MO 08/2024 Present
Hilton Grand Vacations Branson MO 07/2021 06/2024
Capital Vacations Branson MO 07/2020 07/2021
Bluegreen Vacations Ridgedale MO 08/2019 07/2020
Diamond Resorts Branson MO 02/2018 04/2019
Bluegreen Vacations Ridgedale MO 05/2006 02/2018
Unemployed Nixa MO 04/2019 07/2019
  • 10/2024 → Present
    Springfield, MO
  • 08/2024 → Present
    Massmutual Life Insurance Co
    Springfield, MO
  • 07/2021 → 06/2024
    Hilton Grand Vacations
    Branson, MO
  • 07/2020 → 07/2021
    Capital Vacations
    Branson, MO
  • 08/2019 → 07/2020
    Bluegreen Vacations
    Ridgedale, MO
  • 02/2018 → 04/2019
    Diamond Resorts
    Branson, MO
  • 05/2006 → 02/2018
    Bluegreen Vacations
    Ridgedale, MO
  • 04/2019 → 07/2019
    Unemployed
    Nixa, MO
Other Businesses

NAME: SULLY & SONS PROPERTIES, LLC INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY ACQUISITION AND INVESTMENT POSITION: MANAGING MEMBER START DATE: 12/15/2019 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: PURCHASE DISTRESSED PROPERTIES, HIRE CONTRACTORS TO RENOVATE THE PROPERTIES, ARRANGE FINANCING FOR THE PROPERTIES ONCE RENOVATIONS ARE COMPLETED, WORK WITH A PROPERTY MANAGER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-22
  • S66 Uniform Combined State Law Examination
    2025-03-22
Other Names
  • Tommy Sullivan
  • Thomas Sullivan

View on SEC IAPD

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