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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2013-12-03
TX RA APPROVED_RES 2013-11-25
  • SD RA
    APPROVED
    Since 2013-12-03
  • TX RA
    APPROVED_RES
    Since 2013-11-25

Branch Locations

1108 S Main St Ste 101, Aberdeen, SD 57401 • United States

Aberdeen, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Aberdeen SD 11/2013 03/2020
Ameriprise Financial Services, Llc Aberdeen SD 03/2020 Present
Previous Registrations
  • 2006-12-20 → 2013-12-02
    Waddell & Reed
    Sioux Falls, SD
    Aberdeen, SD
Other Businesses

Real Estate Ownership; Lot/Land; the north east quarter ne1/4 of section sixteen township one hun, ,; Not Investment-Related; 01/01/2015 / Commercial; 111 E. Lincoln AveFergus Falls, MN 56537, ,; Not Investment-Related; 01/01/2018 / Commercial; 107 E Lincoln AveFergus, MN 56537, ,; Not Investment-Related; 01/01/2018 / Commercial; 110 E Lincoln AveFergus Falls, MN 56537, ,; Not Investment-Related; 01/02/2018 / Commercial; 1108 S. Main St Aberdeen, SD 57401, ,; Not Investment-Related; 01/01/2018 / Commercial; 2911 Industrial Ave, ,; Not Investment-Related; 11/01/2018 / Commercial; 104 W 4th Ave, , Milbank, SD, 57252; Investment-Related; 06/12/2023 / Commercial; 416 N 1st St, , Montevideo, MN, 56265; Not Investment-Related; 11/01/2023. Business Ownership; JK Holding; ; Created to own future real estate & owns property at 2911 Industrial Ave, Aberdeen SD 57401; 12931 Ironwood dr.Aberdeen, SD 57401, ,; Not Investment-Related; 03/06/2015; 0 hours per month; 0 during trading hours / 3 Star Properties, LLP; ; owns real estate; 505 E. Main Ave #100Bismarck, ND 58501, ,; Not Investment-Related; 01/01/2018; 0 hours per month; 0 during trading hours / LFP Consulting, LLC.; Partner - provide guidance and leadership to the team; Used to pay office expenses and staff; 125 Buckskin Ave Ste 200, , Bismarck, ND, 58503; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / MontevideoLFP LLC; Co-owner; Real Estate; 416 N 1st St, , Montevideo, MN, 56265; Not Investment-Related; 11/20/2023; 1 to 9 hours per month; 0 during trading hours / BWTUGR LLC; Co-owner; Real Estate; 104 West 4th Ave, , Milbank, SD, 57252; Not Investment-Related; 06/06/2023; 0 hours per month; 0 during trading hours / Bowen Holdings LLC; Owner; Manage Ameriprise Business; 1108 S Main St Ste 101, , Aberdeen, SD, 57401; Investment-Related; 05/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Bowen Holdings LLC; Owner; Manage Ameriprise Business; 1108 S Main St, Suite 101, , Aberdeen, SD, 57401; Investment-Related; 05/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Aberdeen Community Theatre Board of Directors; Board Member - Vice President; 417 S Main St, , Aberdeen, SD, 57401; Not Investment-Related; 07/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LFP Consulting, LLC; Employee -; manage practice operations; 125 Buckskin Ave Ste 200, , Bismarck, ND, 58503; Not Investment-Related; 03/23/2017; 20 to 39 hours per month; 10 to 19 during trading hours. Other Business Activities; MilbankLFP LLC; Hold my share equity in the TBWTUGR LLC. The LLC will own the property at 104 4th Ave, Milbank.; 104 4th Ave, , Milbank, SD, 57252; Not Investment-Related; 06/12/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-19
S63 Uniform Securities Agent State Law Examination 2006-01-23
  • S65 Uniform Investment Adviser Law Examination
    2006-12-19
  • S63 Uniform Securities Agent State Law Examination
    2006-01-23
Other Names
  • Joshua Bowen

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