Irma Lucia Puga Lule

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → Present
  Fisher Investments
  Plano, TX
• 08/2019 → 09/2024
  Axxess
  Dallas, TX
• 06/2017 → 07/2019
  Omni Hotels & Resorts
  Dallas, TX
• 09/2013 → 05/2017
  Rensselaer Polytechnic Institute
  Troy, NY

Other Businesses

the name of the other business; Notary Public whether the business is investment-related; No the address of the other business;N/a the nature of the other business; Notary your position;Notary Public title, or relationship with the other business; Notary the start date of your relationship; 04/01/2024 the approximate number of hours/month you devote to the other business; 1 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; self-employed notary open to assist in mycommunity for personal notarial needs for standardfees dictated by TX Secretary of State

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-11-04

Other Names

• Lucy Puga