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Dalton Cook

Stifel, Nicolaus & Company, Incorporated

Mobile, AL

CRD 7983871

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-04
AL RA APPROVED 2026-01-14
  • TX RA
    APPROVED
    Since 2026-06-04
  • AL RA
    APPROVED
    Since 2026-01-14

Branch Locations

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
49 Financial Austin TX 06/2024 12/2024
Kanakuk Family Camps Branson MO 05/2022 08/2022
My Kinda Place Outfitters Biloxi MS 11/2020 01/2021
University Of Mississippi Oxford MS 08/2020 05/2024
Coastal Daiquiri Shop Long Beach MS 05/2020 08/2020
Unemployed Long Beach MS 01/2016 07/2020
Stifel, Nicolaus & Company, Incorporated Mobile AL 02/2025 Present
  • 06/2024 → 12/2024
    49 Financial
    Austin, TX
  • 05/2022 → 08/2022
    Kanakuk Family Camps
    Branson, MO
  • 11/2020 → 01/2021
    My Kinda Place Outfitters
    Biloxi, MS
  • 08/2020 → 05/2024
    University Of Mississippi
    Oxford, MS
  • 05/2020 → 08/2020
    Coastal Daiquiri Shop
    Long Beach, MS
  • 01/2016 → 07/2020
    Unemployed
    Long Beach, MS
  • 02/2025 → Present
    Stifel, Nicolaus & Company, Incorporated
    Mobile, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-14
  • S66 Uniform Combined State Law Examination
    2026-01-14

View on SEC IAPD

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