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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Fort Myers | FL | 07/2024 | 11/2025 |
| Pfs Investments Inc. | Fort Myers | FL | 09/2024 | 11/2025 |
| Self Employed | Fort Myers | FL | 04/2023 | 12/2024 |
| Neogenomics | Fort Myers | FL | 05/2023 | 07/2023 |
| Lumio Solar | Fort Myers | FL | 10/2022 | 04/2023 |
| Self Employed | Fort Myers | FL | 10/2021 | 10/2022 |
| Bonita Springs Health Center | Bonita Springs | FL | 08/2021 | 10/2021 |
| Florida International University | Miami | FL | 08/2020 | 07/2021 |
| Florida International University | Miami | FL | 05/2019 | 07/2021 |
| Florida International University | Miami | FL | 01/2018 | 06/2021 |
| Self Employed | Santiago | 01/2016 | 01/2018 | |
| Wfgia | Coral Gables | FL | 11/2025 | Present |
| Transamerica Financial Advisors | Coral Gables | FL | 02/2026 | Present |
| Care Families Insurance | Hialeah | FL | 11/2024 | Present |
| Align Results | Fort Lauderdale | FL | 02/2026 | Present |
| Momentum | Fort Myers | FL | 01/2024 | 02/2024 |
| Kenny Insurance | Sarasota | FL | 11/2024 | Present |
| Align Results Llc | Fort Lauderdale | FL | 02/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) Align Results Investment Related? NO Fort Lauderdale, FL Business Consultant Start date 2/2026 54 hours per month, 4 hours per day during trading. 2.) Care Families Insurance Investment Related? NO Hialeah, FL Health Insurance Agent Start date 11/2024 5 hours per month, 1 hour per day during trading. ALIGN RESULTS LLC POSITION: Business Consultant NATURE: Business consulting services INVESTMENT RELATED: No NUMBER OF HOURS: 54 SECURITIES TRADING HOURS: 4 START DATE: 02/16/2026 ADDRESS: 1160 N Federal Hwy, Apt 1023, Fort Lauderdale FL 33304, United States DESCRIPTION: Provides business consulting services to small and mid-sized businesses, including operational assessments, process improvement, and strategic planning. No investment advice or securities-related activity would be conducted through this entity. KENNY INSURANCE POSITION: Independent Producer NATURE: Health Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2024 ADDRESS: 677 N Washington Blvd, Suite 114, Sarasota FL 34236, United States DESCRIPTION: Provides health insurance consultations, assists clients with plan selection, processes enrollments, and services existing policies. No securities or investment-related products are offered through this entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-16 |
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