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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-13
  • FL RA
    APPROVED
    Since 2026-02-13

Branch Locations

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Fort Myers FL 07/2024 11/2025
Pfs Investments Inc. Fort Myers FL 09/2024 11/2025
Self Employed Fort Myers FL 04/2023 12/2024
Neogenomics Fort Myers FL 05/2023 07/2023
Lumio Solar Fort Myers FL 10/2022 04/2023
Self Employed Fort Myers FL 10/2021 10/2022
Bonita Springs Health Center Bonita Springs FL 08/2021 10/2021
Florida International University Miami FL 08/2020 07/2021
Florida International University Miami FL 05/2019 07/2021
Florida International University Miami FL 01/2018 06/2021
Self Employed Santiago 01/2016 01/2018
Wfgia Coral Gables FL 11/2025 Present
Transamerica Financial Advisors Coral Gables FL 02/2026 Present
Care Families Insurance Hialeah FL 11/2024 Present
Align Results Fort Lauderdale FL 02/2026 Present
Momentum Fort Myers FL 01/2024 02/2024
Kenny Insurance Sarasota FL 11/2024 Present
Align Results Llc Fort Lauderdale FL 02/2026 Present
  • 07/2024 → 11/2025
    Primerica Financial Services
    Fort Myers, FL
  • 09/2024 → 11/2025
    Pfs Investments Inc.
    Fort Myers, FL
  • 04/2023 → 12/2024
    Self Employed
    Fort Myers, FL
  • 05/2023 → 07/2023
    Neogenomics
    Fort Myers, FL
  • 10/2022 → 04/2023
    Lumio Solar
    Fort Myers, FL
  • 10/2021 → 10/2022
    Self Employed
    Fort Myers, FL
  • 08/2021 → 10/2021
    Bonita Springs Health Center
    Bonita Springs, FL
  • 08/2020 → 07/2021
    Florida International University
    Miami, FL
  • 05/2019 → 07/2021
    Florida International University
    Miami, FL
  • 01/2018 → 06/2021
    Florida International University
    Miami, FL
  • 01/2016 → 01/2018
    Self Employed
    Santiago
  • 11/2025 → Present
    Wfgia
    Coral Gables, FL
  • 02/2026 → Present
    Transamerica Financial Advisors
    Coral Gables, FL
  • 11/2024 → Present
    Care Families Insurance
    Hialeah, FL
  • 02/2026 → Present
    Align Results
    Fort Lauderdale, FL
  • 01/2024 → 02/2024
    Momentum
    Fort Myers, FL
  • 11/2024 → Present
    Kenny Insurance
    Sarasota, FL
  • 02/2026 → Present
    Align Results Llc
    Fort Lauderdale, FL
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) Align Results Investment Related? NO Fort Lauderdale, FL Business Consultant Start date 2/2026 54 hours per month, 4 hours per day during trading. 2.) Care Families Insurance Investment Related? NO Hialeah, FL Health Insurance Agent Start date 11/2024 5 hours per month, 1 hour per day during trading. ALIGN RESULTS LLC POSITION: Business Consultant NATURE: Business consulting services INVESTMENT RELATED: No NUMBER OF HOURS: 54 SECURITIES TRADING HOURS: 4 START DATE: 02/16/2026 ADDRESS: 1160 N Federal Hwy, Apt 1023, Fort Lauderdale FL 33304, United States DESCRIPTION: Provides business consulting services to small and mid-sized businesses, including operational assessments, process improvement, and strategic planning. No investment advice or securities-related activity would be conducted through this entity. KENNY INSURANCE POSITION: Independent Producer NATURE: Health Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2024 ADDRESS: 677 N Washington Blvd, Suite 114, Sarasota FL 34236, United States DESCRIPTION: Provides health insurance consultations, assists clients with plan selection, processes enrollments, and services existing policies. No securities or investment-related products are offered through this entity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-20
S63 Uniform Securities Agent State Law Examination 2024-12-16
  • S65 Uniform Investment Adviser Law Examination
    2025-10-20
  • S63 Uniform Securities Agent State Law Examination
    2024-12-16

View on SEC IAPD

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