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Anthony De Jesus Pantoja

Ocean Financial Advisors LLC

Miami, FL

CRD 7983760

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Employer firm

Ocean Financial Advisors LLC CRD 291950

$4.03M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ocean Financial Advisors Llc

780 Nw 42Nd Avenue Suite 500, Miami, FL 33126 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-18
  • FL RA
    APPROVED
    Since 2026-06-18

Branch Locations

780 Nw 42Nd Avenue Suite 500, Miami, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ocean Financial Services Llc Miami FL 09/2024 Present
Pnc Bank Pembroke Pines FL 10/2022 07/2024
Unemployed Pembroke Pines FL 09/2022 10/2022
My Mortgage Inc Miramar FL 04/2021 09/2022
Florida Power And Light Miami FL 05/2018 09/2022
Ross Stores Hialeah FL 04/2017 04/2018
Unemployed Pembroke Pines FL 04/2018 05/2018
Macys Hialeah FL 11/2015 12/2016
Miami Dade College Hialeah FL 08/2015 04/2017
  • 09/2024 → Present
    Ocean Financial Services Llc
    Miami, FL
  • 10/2022 → 07/2024
    Pnc Bank
    Pembroke Pines, FL
  • 09/2022 → 10/2022
    Unemployed
    Pembroke Pines, FL
  • 04/2021 → 09/2022
    My Mortgage Inc
    Miramar, FL
  • 05/2018 → 09/2022
    Florida Power And Light
    Miami, FL
  • 04/2017 → 04/2018
    Ross Stores
    Hialeah, FL
  • 04/2018 → 05/2018
    Unemployed
    Pembroke Pines, FL
  • 11/2015 → 12/2016
    Macys
    Hialeah, FL
  • 08/2015 → 04/2017
    Miami Dade College
    Hialeah, FL
Other Businesses

Investment Property 1 - Investment Related - 8050 N Nob Hill Rd Apt 304 Tamarac FL 33321 - Management/Ownership - Purchased 02/23/2021 - 1hr - 0hr - Owner Investment Property 2 - Investment Related - 6967 Church Lake St Groveland FL 34736 - Management/Ownership - Purchased 07/13/2023 - 1hr - 0hr - Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-28
  • S66 Uniform Combined State Law Examination
    2026-03-28

View on SEC IAPD

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