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Maura Marie Obrien

Ameriprise Financial Services, LLC

New Haven, CT

Darien, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-22
CT RA APPROVED 2025-10-13
  • TX RA
    APPROVED
    Since 2025-12-22
  • CT RA
    APPROVED
    Since 2025-10-13

Branch Locations

545 Long Wharf Dr Ste 501, New Haven, CT 06511 • United States

Darien, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc New Haven CT 05/2025 Present
Northwestern Mutual Norwalk CT 08/2024 04/2025
Student Darien CT 01/2015 05/2024
Jackass Brewing Company Lewisburg PA 06/2023 04/2024
Amore Cucina Stamford CT 07/2024 10/2024
  • 05/2025 → Present
    Ameriprise Financial Services Llc
    New Haven, CT
  • 08/2024 → 04/2025
    Northwestern Mutual
    Norwalk, CT
  • 01/2015 → 05/2024
    Student
    Darien, CT
  • 06/2023 → 04/2024
    Jackass Brewing Company
    Lewisburg, PA
  • 07/2024 → 10/2024
    Amore Cucina
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-11
S63 Uniform Securities Agent State Law Examination 2025-09-27
  • S65 Uniform Investment Adviser Law Examination
    2025-10-11
  • S63 Uniform Securities Agent State Law Examination
    2025-09-27
Other Names
  • Maura O'BRien

View on SEC IAPD

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Other Investors

CHARLES FRANCIS KREITLER
DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS
ALYSE ROSE UZARSKI
Beau T Tillinghast
MARC A. CIOCIOLA
DAVID LEWIS KING
Wiktor Wozniak

Other Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
LPL FINANCIAL LLC · NEW HAVEN, CT
RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEW HAVEN, CT

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