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Maura Marie Obrien

Ameriprise Financial Services, LLC

New Haven, CT

Darien, CT

CRD 7983329

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-22
CT RA APPROVED 2025-10-13
  • TX RA
    APPROVED
    Since 2025-12-22
  • CT RA
    APPROVED
    Since 2025-10-13

Branch Locations

545 Long Wharf Dr Ste 501, New Haven, CT 06511 • United States

Darien, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc New Haven CT 05/2025 Present
Northwestern Mutual Norwalk CT 08/2024 04/2025
Student Darien CT 01/2015 05/2024
Jackass Brewing Company Lewisburg PA 06/2023 04/2024
Amore Cucina Stamford CT 07/2024 10/2024
  • 05/2025 → Present
    Ameriprise Financial Services Llc
    New Haven, CT
  • 08/2024 → 04/2025
    Northwestern Mutual
    Norwalk, CT
  • 01/2015 → 05/2024
    Student
    Darien, CT
  • 06/2023 → 04/2024
    Jackass Brewing Company
    Lewisburg, PA
  • 07/2024 → 10/2024
    Amore Cucina
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-11
S63 Uniform Securities Agent State Law Examination 2025-09-27
  • S65 Uniform Investment Adviser Law Examination
    2025-10-11
  • S63 Uniform Securities Agent State Law Examination
    2025-09-27
Other Names
  • Maura O'BRien

View on SEC IAPD

Nearby Firms

KREITLER FINANCIAL LLC
UBS FINANCIAL SERVICES INC.
STRATEGIC ADVISERS LLC

Nearby Investors

CHARLES FRANCIS KREITLER
DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS

Nearby Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT

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