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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Savings Bank | Earlville | IA | 12/2005 | 04/2025 |
| Principal Life Insurance Company | Dyersville | IA | 09/2024 | Present |
| Principal Securities | Dyersville | IA | 09/2024 | Present |
| Financial Strategies | Dyersville | IA | 04/2025 | Present |
**FINANCIAL STRATEGIES (DBA) POSITION: Financial Advisor NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 04/16/2025 ADDRESS: 239 1st Ave E, Dyersville IA 52040, United States DESCRIPTION: The sole purpose of Financial Strategies is for marketing. **FIXED INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 04/16/2025 ADDRESS: 239 1st Ave E, Dyersville IA 52040, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **DYERSVILLE AREA CHAMBER OF COMMERCE POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 1100 16th Avenue CT SE, Dyersville IA 52040, United States DESCRIPTION: I am a voting board member for the Dyersville Area Chamber of Commerce. The Dyersville Area Chamber of Commerce is a nonprofit organization made up of over 285+ businesses and individuals that are dedicated to the economic improvement of Dyersville and the surrounding area. As a board member, I help to come up with ideas to bring community members together and bring those from other areas to our communities as well. We review financials and assist with lots of volunteers hours at the events that we hold.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-02 |
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