Logan Dorey Lum

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → 06/2025
  Mml Investors Services, Llc
  Warwick, RI
• 09/2024 → 06/2025
  Massmutual Life Insurance Co
  Warwick, RI
• 01/2023 → 08/2024
  Ernst And Young
  Boston, MA
• 05/2022 → 08/2023
  Northeastern University
  Boston, MA
• 09/2018 → 05/2022
  The State University Of New York At Genesco
  Genesco, NY
• 09/2014 → 08/2018
  Unemployed
  Suffern, NY
• 07/2025 → Present
  Commonwealth Financial Network
  Waltham, MA
• 07/2025 → Present
  Whz Strategic Wealth Advisors
  Pomfret Center, CT

Previous Registrations

• 2025-01-08 → 2025-06-12
  Mml Investors Services, Llc
  Norton, MA
  Warwick, RI

Other Businesses

Fixed insurance sales; Located at 697 Pomfret Street, Pomfret Center, CT 06259, as of 07/21/2025; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2024-11-27

Other Names

• Logan Dorey Lum