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Connor David Ziegler

LPl Financial LLC

Tempe, AZ

Scottsdale, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-01
TX RA APPROVED 2025-12-01
  • AZ RA
    APPROVED
    Since 2025-12-01
  • TX RA
    APPROVED
    Since 2025-12-01

Branch Locations

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tempe AZ 09/2024 Present
Aflac Scottsdale AZ 05/2023 08/2024
Culinary Dropout Tucson AZ 04/2022 04/2023
H2-Woah Peoria AZ 04/2020 04/2022
Pure Sushi Scottsdale AZ 12/2019 04/2020
Unemployed Scottsdale AZ 01/2015 12/2019
University Of Arizona Tucson AZ 08/2020 05/2024
  • 09/2024 → Present
    Lpl Financial Llc
    Tempe, AZ
  • 05/2023 → 08/2024
    Aflac
    Scottsdale, AZ
  • 04/2022 → 04/2023
    Culinary Dropout
    Tucson, AZ
  • 04/2020 → 04/2022
    H2-Woah
    Peoria, AZ
  • 12/2019 → 04/2020
    Pure Sushi
    Scottsdale, AZ
  • 01/2015 → 12/2019
    Unemployed
    Scottsdale, AZ
  • 08/2020 → 05/2024
    University Of Arizona
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-29
  • S66 Uniform Combined State Law Examination
    2025-11-29

View on SEC IAPD

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ANN MARIE OVERCASH
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JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
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J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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