Andrew Joshua Zuno

LPl Financial LLC

CRD 7982985

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-05-11
TX	RA	APPROVED	2026-05-11

AZ RA
APPROVED

Since 2026-05-11
TX RA
APPROVED

Since 2026-05-11

Branch Locations

901 S Country Club Dr Apt 3128, Mesa, AZ 85210 • United States

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carvana	Tempe	AZ	05/2023	09/2024
Lpl Financial Llc	Tempe	AZ	09/2024	Present
Donerite Remodeling	Mesa	AZ	05/2021	04/2023
Safelite Solutions	Chandler	AZ	01/2020	12/2020
Unemployed	Mesa	AZ	01/2014	01/2020
Unemployed	Mesa	AZ	12/2020	05/2021

05/2023 → 09/2024

Carvana

Tempe, AZ
09/2024 → Present

Lpl Financial Llc

Tempe, AZ
05/2021 → 04/2023

Donerite Remodeling

Mesa, AZ
01/2020 → 12/2020

Safelite Solutions

Chandler, AZ
01/2014 → 01/2020

Unemployed

Mesa, AZ
12/2020 → 05/2021

Unemployed

Mesa, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-06

S66 Uniform Combined State Law Examination

2026-05-06

View on SEC IAPD

More in Mesa, AZ

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