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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-11 |
| MN | RA | APPROVED | 2026-04-17 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
8300 Norman Center Dr, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | MN | 09/2024 | Present |
| Milbern Clothing Company | St Paul | MN | 04/2023 | 08/2024 |
| Walmart | Lakeville | MN | 10/2021 | 09/2022 |
| Lakeville North High School | Lakeville | MN | 09/2019 | 06/2023 |
| Century Middle School | Lakeville | MN | 09/2016 | 06/2019 |
I*2018265Entity Type: Entity For ProfitName of OBA: Milbern Clothing Company INCAddress: St Paul, Minnesota, 55104Investment Related: NoPosition, Title, Association: EmployeeEmployee Start Date: 09/28/2024Number of Hours: 8, WeeklyNumber of Hours during trading: 0, WeeklyDuties: N/A I*3755384 Entity Type: Entity For Profit Name of OBA: MultiMission Address: Lakeville, Minnesota, 55044 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 12/14/2022 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: MultiMission is an assumed name I filed with the Minnesota Secretary of State on December 14, 2022. The purpose of the entity was to operate a clothing business focused on producing uniforms for high school sports teams and club programs. No expected responsibilities, aside from the process of cancelling the assumed name.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-16 |
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