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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-17
NY RA APPROVED 2026-03-09
  • TX RA
    APPROVED
    Since 2026-03-17
  • NY RA
    APPROVED
    Since 2026-03-09

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

900 South Ave Adp- Home Office, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2024 Present
Chuck Lager Tampa FL 03/2023 10/2023
Utr (Universal Telecom Review Inc.) Englewood Cliffs NJ 06/2023 08/2023
Pace Perk Fit Pleaseantville NY 09/2021 01/2022
Student Staten Island NY 01/2008 08/2021
Student Tampa FL 02/2022 05/2023
Unemployed Tampa FL 11/2023 09/2024
Bank Of America, N.A. New York NY 01/2026 Present
  • 09/2024 → Present
    New York, NY
  • 03/2023 → 10/2023
    Chuck Lager
    Tampa, FL
  • 06/2023 → 08/2023
    Utr (Universal Telecom Review Inc.)
    Englewood Cliffs, NJ
  • 09/2021 → 01/2022
    Pace Perk Fit
    Pleaseantville, NY
  • 01/2008 → 08/2021
    Student
    Staten Island, NY
  • 02/2022 → 05/2023
    Student
    Tampa, FL
  • 11/2023 → 09/2024
    Unemployed
    Tampa, FL
  • 01/2026 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
  • S66 Uniform Combined State Law Examination
    2026-03-09
Other Names
  • Brandt N Sullivan

View on SEC IAPD

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