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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-02 |
| NC | RA | APPROVED | 2026-06-10 |
Branch Locations
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 08/2025 | Present |
| Atlas Investment Management Of Nest Capital Wilmington | Wilmington | NC | 09/2024 | 08/2025 |
| Renaissance Golf Group | Leland | NC | 11/2021 | 09/2024 |
| Cape Fear Community College | Wilmington | NC | 08/2021 | 05/2023 |
| University Of North Carolina At Wilmington | Wilmington | NC | 08/2023 | 06/2025 |
| Town And Country Toyota | Charlotte | NC | 05/2021 | 09/2021 |
| Food Lion | Indian Trail | NC | 03/2020 | 09/2020 |
| Qdoba | Matthews | NC | 11/2019 | 03/2020 |
| Carolina Made | Indian Trail | NC | 05/2019 | 11/2019 |
| Weddington High School | Wesley Chapel | NC | 08/2018 | 05/2021 |
| Sun Valley High School | Indian Trail | NC | 08/2017 | 08/2018 |
| Sun Valley Middle School | Indian Trail | NC | 08/2014 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-10 |
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