Best Investors Account Sign in
Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-01-09
  • RI RA
    APPROVED
    Since 2025-01-09

Branch Locations

26 Hartford Pike, North Scituate, RI 02857 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc North Scituate RI 10/2024 Present
Cvs Health Inc. Woonsocket RI 09/1999 12/2023
Self Development Smithfield RI 01/2024 10/2024
Thrivent Financial Appleton WI 11/2024 05/2025
Thrivent Financial Appleton WI 05/2025 Present
  • 10/2024 → Present
    North Scituate, RI
  • 09/1999 → 12/2023
    Cvs Health Inc.
    Woonsocket, RI
  • 01/2024 → 10/2024
    Self Development
    Smithfield, RI
  • 11/2024 → 05/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

BETTERX COMPOUNDING, INC POSITION: CFO NATURE: BetteRx has developed a non-sterile pharmaceutical compounding machine with cartridges to automate, regulate and track the 503A/ 503B pharmacy and 3rd party compounding process. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 9 Thurber Boulevard, Suite D, Smithfield RI 02917, United States DESCRIPTION: Reporting of General Operating expenses of $1M seed investment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-06
  • S66 Uniform Combined State Law Examination
    2025-01-06

View on SEC IAPD

More in North Scituate, RI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor