Brendan Patrick Sullivan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → 11/2024
  Pruco Securities, Llc.
  New York, NY
• 08/2021 → 05/2024
  University Of Southern California
  Los Angeles, CA
• 08/2020 → 05/2021
  Bucknell University
  Lewisburg, PA
• 09/2016 → 05/2020
  Choate Rosemary Hall
  Wallingford, CT
• 06/2018 → 08/2024
  Brendan Sullivan Md Facc
  Clifton & Ridgewood, NJ
• 11/2024 → 04/2025
  Lpl Enterprise, Llc
  New York, NY
• 04/2025 → Present
  Ubs Financial Services
  Weehawken, NJ

Previous Registrations

• 2025-01-30 → 2025-02-20
  Lpl Enterprise, Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-01-29

Other Names

• Brendan Sullivan