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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-11
FL RA APPROVED 2026-05-04
TX RA APPROVED 2026-05-01
  • IA RA
    APPROVED
    Since 2026-08-11
  • FL RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

2000 Heritage Way, Waverly, IA 50677 • United States

Titusville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc St. Augustine FL 09/2024 12/2024
Massmutual Life Insurance Company St. Augustine FL 12/2022 12/2024
U.S. Health Advisors Orlando FL 06/2022 12/2022
Eastern Florida State Cocoa FL 05/2020 05/2023
Palamerican Security Rockledge FL 01/2019 03/2020
Innovative Recon Solutions Sanford FL 07/2017 04/2018
U.S. Army Casselberry FL 06/2017 07/2017
U.S. Army Washington FL 08/2011 06/2017
Unemployed Titusville FL 11/2018 01/2019
United States Army Grafenwhoer 08/2011 06/2017
Veterans Affairs Sanford FL 04/2018 11/2018
Seminole State/Eastern Florida State Sanford/Cocoa FL 08/2017 05/2019
Coastal Wealth Ft. Lauderdale FL 12/2022 12/2024
Eastern Florida State Cocoa FL 08/2019 05/2023
Thrivent Investment Management Inc. Minneapolis MN 12/2024 04/2026
Thrivent Financial Appleton WI 01/2025 04/2026
Lpl Financial Llc Titusville FL 05/2026 Present
Trustage Credit Union Titusville FL 05/2026 Present
  • 09/2024 → 12/2024
    Mml Investors Services, Llc
    St. Augustine, FL
  • 12/2022 → 12/2024
    Massmutual Life Insurance Company
    St. Augustine, FL
  • 06/2022 → 12/2022
    U.S. Health Advisors
    Orlando, FL
  • 05/2020 → 05/2023
    Eastern Florida State
    Cocoa, FL
  • 01/2019 → 03/2020
    Palamerican Security
    Rockledge, FL
  • 07/2017 → 04/2018
    Innovative Recon Solutions
    Sanford, FL
  • 06/2017 → 07/2017
    U.S. Army
    Casselberry, FL
  • 08/2011 → 06/2017
    U.S. Army
    Washington, FL
  • 11/2018 → 01/2019
    Unemployed
    Titusville, FL
  • 08/2011 → 06/2017
    United States Army
    Grafenwhoer
  • 04/2018 → 11/2018
    Veterans Affairs
    Sanford, FL
  • 08/2017 → 05/2019
    Seminole State/Eastern Florida State
    Sanford/Cocoa, FL
  • 12/2022 → 12/2024
    Coastal Wealth
    Ft. Lauderdale, FL
  • 08/2019 → 05/2023
    Eastern Florida State
    Cocoa, FL
  • 12/2024 → 04/2026
    Minneapolis, MN
  • 01/2025 → 04/2026
    Thrivent Financial
    Appleton, WI
  • 05/2026 → Present
    Titusville, FL
  • 05/2026 → Present
    Trustage Credit Union
    Titusville, FL
Previous Registrations
Other Businesses

1. 05/01/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name TruStage Wealth Management Consulting Services - Inv Rel - At Reported Business Location (s) - Start Date 04/2026 2. 05/14/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name MEMBERs Financial Services - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 160 hours per month/ 130 hours during trading 3. 07/02/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Revity Investment & Retirement Services - Investment Related - At Reported Business Location(s) - Start Date 06/15/2026 - 160 hours per month/ 130 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28
Other Names
  • Alex West

View on SEC IAPD

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