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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-19
FL RA APPROVED 2025-09-26
  • TX RA
    APPROVED
    Since 2025-11-19
  • FL RA
    APPROVED
    Since 2025-09-26

Branch Locations

Lakewood Ranch, FL • United States

7970 Cooper Creek Blvd, Bradenton, FL 34201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2025 Present
Img Academy Bradenton FL 08/2024 11/2024
Unemployed Raleigh NC 05/2024 08/2024
Full Time Student At William Peace University Raleigh NC 08/2020 05/2024
Full Time Student Kill Devil Hills NC 03/2014 08/2020
The French Door Nagshead NC 10/2018 05/2019
Kitty Hawk Water Sports Nagshead NC 06/2019 08/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2024 Present
  • 04/2025 → Present
    Fairfield, IA
  • 08/2024 → 11/2024
    Img Academy
    Bradenton, FL
  • 05/2024 → 08/2024
    Unemployed
    Raleigh, NC
  • 08/2020 → 05/2024
    Full Time Student At William Peace University
    Raleigh, NC
  • 03/2014 → 08/2020
    Full Time Student
    Kill Devil Hills, NC
  • 10/2018 → 05/2019
    The French Door
    Nagshead, NC
  • 06/2019 → 08/2019
    Kitty Hawk Water Sports
    Nagshead, NC
  • 09/2024 → Present
    Fairfield, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-20
  • S65 Uniform Investment Adviser Law Examination
    2025-09-20
Other Names
  • Landis Limon

View on SEC IAPD

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