Philip Berkley

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → 09/2025
  Mml Investors Services, Llc
  Chicago, IL
• 09/2024 → 09/2025
  Massmutual Life Insurance Company
  Chicago, IL
• 05/2023 → 03/2024
  Monroe Securities
  Chicago, IL
• 08/2020 → 05/2024
  Full Time Education
  Charlottesville, VA
• 05/2024 → 09/2024
  Unemployed
  Evanston, IL
• 08/2016 → 05/2020
  Full Time Education
  Evanston, IL
• 05/2020 → 08/2020
  Unemployed
  Evanston, IL
• 02/2026 → Present
  Charles Schwab & Co., Inc.
  Chicago, IL
• 09/2025 → 02/2026
  Unemployed
  Evanston, IL
• 02/2026 → Present
  Charles Schwab Bank
  Chicago, IL

Previous Registrations

• 2024-11-22 → 2025-09-08
  Mml Investors Services, Llc
  Chicago, IL
  Evanston, IL

Exams

• S66 Uniform Combined State Law Examination
  2024-11-12

Other Names

• Phillip Berkley
• Frank Berkley
• Philip Franklin Berkley