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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-05 |
| IN | RA | APPROVED | 2026-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Indianapolis | IN | 09/2024 | 08/2025 |
| Massmutual Life Insurance Company | Indianapolis | IN | 05/2024 | 09/2024 |
| Indiana University Bloomington | Bloomington | IN | 08/2019 | 05/2024 |
| Walt's Other Pub | Lafayette | IN | 05/2022 | 06/2024 |
| Sdi Innovation | Lafayette | IN | 06/2019 | 08/2021 |
| Coyote Crossing Golf Club | West Lafayette | IN | 05/2015 | 04/2017 |
| Lafayette Central Catholic High School | Lafayette | IN | 08/2014 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Zionsville | IN | 08/2025 | Present |
| Boston Beer Corporation | Indianapolis | IN | 03/2025 | 05/2025 |
| Zeta Chapter Of Phi Gamma Delta | Bloomington | IN | 08/2021 | 05/2024 |
| Westpoint Financial Group | Carmel | IN | 06/2024 | 01/2025 |
I*2699269, Entity Type Entity For Profit, Name of OBA: Walt's Other Pub Address: LafayetteIndiana47909 Investment Related: No Position, Title, Association: Employee Employee Start Date: 08/09/2025 No Hours: 5 weekly No Hours during trading: 0 Duties: Server, Restaurant where there is potential to pick up shifts on weekends, will never interfere with office time
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-16 |
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