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George Dexter Allen

Rockefeller Financial LLC

Atlanta, GA

CRD 7981242

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-05-22
TX RA APPROVED 2025-05-21
  • GA RA
    APPROVED
    Since 2025-05-22
  • TX RA
    APPROVED
    Since 2025-05-21

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Atlanta GA 09/2024 Present
Seven Seas Capital Partners, Llc Atlanta GA 09/2023 09/2024
Emory University Atlanta GA 08/2017 05/2024
The Browning School New York NY 09/2014 06/2017
  • 09/2024 → Present
    Rockefeller Financial Llc
    Atlanta, GA
  • 09/2023 → 09/2024
    Seven Seas Capital Partners, Llc
    Atlanta, GA
  • 08/2017 → 05/2024
    Emory University
    Atlanta, GA
  • 09/2014 → 06/2017
    The Browning School
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-15
  • S66 Uniform Combined State Law Examination
    2025-05-15
Other Names
  • George Allen

View on SEC IAPD

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