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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 09/2024 | 01/2025 |
| Avi Food Systems | Spartanburg | SC | 08/2023 | 01/2024 |
| Dickey Farms | Musella | GA | 05/2020 | 08/2022 |
| Unemployed | Greenville | SC | 05/2024 | 08/2024 |
| Appian Investment | Greenville | SC | 02/2024 | 05/2024 |
| International Sustainable Finance Centre | Prague | 06/2023 | 08/2023 | |
| Grace Church | Greenville | SC | 05/2022 | 08/2022 |
| Camp Westminster | Conyers | GA | 05/2021 | 07/2021 |
| First Prebysterian Day School | Macon | GA | 05/2019 | 08/2019 |
| Chick-Fil-A Franchise | Kalispell | MT | 05/2018 | 07/2018 |
| Chick-Fil-A | Macon | GA | 08/2018 | 01/2019 |
| Unemployed | Macon | GA | 08/2014 | 05/2020 |
| Wofford College | Spartanburg | SC | 08/2020 | 05/2024 |
| Lpl Financial Llc | Greenville | SC | 01/2025 | Present |
1- 01/2025 / Harwood Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 01/2025 / Harwood Wealth Management / DBA for RIA Business / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 3. 02/05/2025- Independent Advisor Alliance- Registered Investment Advisor DBA- Not INV Related- At Charlotte, NC - Start date 1/17/2025- 160 Hours During Trading- 8 Hours Per Month 4. 02/05/2025- Independent Advisor Alliance- Registered Investment Advisor- INV Related- At Columbia, SC- Start date 1/17/2025- 160 Hours Per Month- 8 Hours During Trading-I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-22 |
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