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Brennen Wayne Frick

Cetera Investment Advisers LLC

Conroe, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
  • TX RA
    APPROVED
    Since 2026-05-11

Branch Locations

1711 North Loop 336 West, Conroe, TX 77304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 09/2024 Present
Regions Bank Shreveport LA 12/2019 Present
State Farm Shreveport LA 12/2018 11/2019
Morgan Buick Gmc Of Shreveport Shreveport LA 10/2013 11/2018
Cetera Investment Advisers Llc Conroe TX 05/2026 Present
  • 09/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 12/2019 → Present
    Regions Bank
    Shreveport, LA
  • 12/2018 → 11/2019
    State Farm
    Shreveport, LA
  • 10/2013 → 11/2018
    Morgan Buick Gmc Of Shreveport
    Shreveport, LA
  • 05/2026 → Present
    Cetera Investment Advisers Llc
    Conroe, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-08
  • S66 Uniform Combined State Law Examination
    2026-05-08
Other Names
  • Brennen Frick

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
ABENDSTERN WEALTH MANAGEMENT, INC.
BULLTICK WEALTH MANAGEMENT, LLC
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
MARIPAU WEALTH MANAGEMENT LLC
J.P. MORGAN SECURITIES LLC

Other Investors

JOYLA DANITA GREGORY
STEPHANIE HERRERA
Michael Stanley Burks
LUIS ENRIQUE MARTINEZ
CARLOS ANDRES ALVAREZ
GABRIEL GUILLERMO ELORDUY
John Curry McGill
Craig Allan Tomasek

Other Offices

PFS INVESTMENTS INC. · CONROE, TX
PFS INVESTMENTS INC. · CONROE, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Conroe, TX
ABENDSTERN WEALTH MANAGEMENT, INC. · SHENANDOAH, TX
BULLTICK WEALTH MANAGEMENT, LLC · Shenamdoah, TX
EDWARD JONES · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Shenandoah, TX
MARIPAU WEALTH MANAGEMENT LLC · Shenandoah, TX

More in Conroe, TX

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