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Yiding Lei

Transamerica Financial Advisors, LLC

San Jose, CA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-25
CA RA APPROVED 2020-11-20
  • TX RA
    APPROVED_RES
    Since 2022-03-25
  • CA RA
    APPROVED
    Since 2020-11-20

Branch Locations

2107 N. First Street Suite 310, San Jose, CA 95131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Fremont CA 11/2020 Present
World Financial Group, Inc. Fremont CA 10/2020 Present
Homemaker San Ramon CA 12/2018 10/2020
Centaurus Financial Anaheim CA 06/2012 12/2018
  • 11/2020 → Present
    Transamerica Financial Advisors, Inc
    Fremont, CA
  • 10/2020 → Present
    World Financial Group, Inc.
    Fremont, CA
  • 12/2018 → 10/2020
    Homemaker
    San Ramon, CA
  • 06/2012 → 12/2018
    Centaurus Financial
    Anaheim, CA
Previous Registrations
  • 2012-06-01 → 2018-12-18
    Centaurus Financial, Inc.
    San Jose, CA
    Foster City, CA
  • 2009-06-01 → 2012-06-14
    Morgan Stanley
    Menlo Park, CA
    San Jose, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Menlo Park, CA
  • 2005-10-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Menlo Park, CA
    Cupertino, CA
    San Mateo, CA
    Burlingame, CA
Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-26
  • S66 Uniform Combined State Law Examination
    2005-10-26
Other Names
  • Michelle Lei

View on SEC IAPD

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Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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