Manoj Kumar Paul

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED_RES	2018-12-10

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED_RES

Since 2018-12-10

Branch Locations

1000 Woodbury Rd Ste 403, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woodbury Financial Services, Inc	Syosset	NY	10/2011	05/2018
Lpl Financial	Fort Mill	SC	05/2018	Present

10/2011 → 05/2018

Woodbury Financial Services, Inc

Syosset, NY
05/2018 → Present

Lpl Financial

Fort Mill, SC

Previous Registrations

2002-07-29 → 2011-10-17

Equitable Advisors, Llc

New York, NY

Syosset, NY

New York, NY

Other Businesses

1)05/29/2018 - DBA for LPL Business (entity for LPL business) - Paul Global Advisors LLC - 40% - SYOSSET, NY 11791 2) 12/16/2024- World Insurance Associates, LLC- Non-Variable Insurance- INV Related- At reported business location(s)- Start date 09/01/1998- 150 Hours Per Month- 100 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-06-10
S63	Uniform Securities Agent State Law Examination	1998-11-04

S65 Uniform Investment Adviser Law Examination

2000-06-10
S63 Uniform Securities Agent State Law Examination

1998-11-04

Other Names

Manoj Paul
Manoj Kumar Paul
Paul Kumar Manoj

View on SEC IAPD