Brandon Lamont Poole

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-06
NC	RA	APPROVED	2025-02-18

TX RA
APPROVED

Since 2025-03-06
NC RA
APPROVED

Since 2025-02-18

Branch Locations

Belmont, NC • United States

300 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Charlotte	NC	09/2024	Present
Baker Mitchell Co	Charlotte	NC	07/2023	09/2024
Unemployed	Charlotte	NC	03/2023	07/2023
Hospitality House Of Nw Nc	Boone	NC	10/2020	03/2023
Unemployed	Deep Gap	NC	11/2019	10/2020
Gear Up At App State	Boone	NC	02/2018	11/2019
Unemployed	Boone	NC	12/2017	02/2018
Appalachian State	Boone	NC	07/2013	12/2017
Hampton Inn And Suites Boone	Boone	NC	06/2017	10/2017

09/2024 → Present

Ameriprise Financial Services, Llc

Charlotte, NC
07/2023 → 09/2024

Baker Mitchell Co

Charlotte, NC
03/2023 → 07/2023

Unemployed

Charlotte, NC
10/2020 → 03/2023

Hospitality House Of Nw Nc

Boone, NC
11/2019 → 10/2020

Unemployed

Deep Gap, NC
02/2018 → 11/2019

Gear Up At App State

Boone, NC
12/2017 → 02/2018

Unemployed

Boone, NC
07/2013 → 12/2017

Appalachian State

Boone, NC
06/2017 → 10/2017

Hampton Inn And Suites Boone

Boone, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-23

S66 Uniform Combined State Law Examination

2025-01-23

Other Names

Brandon Poole

View on SEC IAPD

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