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Benjamin Michael Guerin

Continuum Wealth Advisors, LLC

Saratoga Springs, NY

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Current Employers
Continuum Wealth Advisors, Llc

18 Division St. Suite 207B, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-28
  • NY RA
    APPROVED
    Since 2024-10-28

Branch Locations

18 Division St. Suite 207B, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Continuum Wealth Advisors, Llc Saratoga Springs NY 06/2024 Present
Fleet Feet Malta NY 05/2023 08/2023
Continuum Wealth Advisors, Llc Saratoga Springs NY 05/2022 05/2024
Student Saratoga Springs NY 09/2014 05/2024
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-28
  • S65 Uniform Investment Adviser Law Examination
    2024-10-28
Other Names
  • Ben Guerin

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · SARATOGA SPRINGS, NY

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