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Seth William Roggenkamp

Arax Advisory Partners

Chesterfield, MO

New York, NY

CRD 7980465

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Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-08-06
  • MO RA
    APPROVED
    Since 2025-08-06

Branch Locations

16020 Swingley Ridge Ct., Chesterfield, MO 63017 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Saint Louis MO 08/2014 05/2024
Summit Wealth Strategies Chesterfield MO 05/2024 07/2025
Arax Advisory Partners, Llc Denver CO 08/2025 Present
  • 08/2014 → 05/2024
    Student
    Saint Louis, MO
  • 05/2024 → 07/2025
    Summit Wealth Strategies
    Chesterfield, MO
  • 08/2025 → Present
    Arax Advisory Partners, Llc
    Denver, CO
Previous Registrations
  • 2024-09-10 → 2025-12-26
    Summit Wealth Strategies
    Chesterfield, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-31
  • S65 Uniform Investment Adviser Law Examination
    2024-08-31
Other Names
  • Seth Roggenkamp

View on SEC IAPD

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