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Edward Ivan Cruz Ortiz

Wells Fargo Clearing Services, LLC

Wilmington, NC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-21
  • NC RA
    APPROVED
    Since 2025-03-21

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

3171 Peters Creek Pkwy, Winston Salem, NC 27127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Winston Salem NC 09/2024 Present
Wells Fargo Bank, Na Winston Salem NC 09/2022 Present
Latino Community Credit Union Winston Salem NC 12/2019 09/2022
Lafitness Winston Salem NC 06/2015 08/2021
  • 09/2024 → Present
    Wells Fargo Clearing Services, Llc
    Winston Salem, NC
  • 09/2022 → Present
    Wells Fargo Bank, Na
    Winston Salem, NC
  • 12/2019 → 09/2022
    Latino Community Credit Union
    Winston Salem, NC
  • 06/2015 → 08/2021
    Lafitness
    Winston Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-21
S63 Uniform Securities Agent State Law Examination 2025-01-17
  • S65 Uniform Investment Adviser Law Examination
    2025-03-21
  • S63 Uniform Securities Agent State Law Examination
    2025-01-17
Other Names
  • Edward I Cruz Ortiz
  • Edward Cruz Ortiz
  • Edward Cruz
  • Edward Ortiz
  • Edward Ivan Cruz Ortiz
  • Edward Ivan Ortiz
  • Edward Ivan Cruz
  • Edward Ivan Cruz-Ortiz

View on SEC IAPD

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Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

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