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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-21
  • IN RA
    APPROVED
    Since 2026-04-21

Branch Locations

9265 Counselors Row Suite 120, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Illinois Commerce Commission Chicago IL 06/2018 08/2018
Purdue University West Lafayette IN 02/2019 03/2020
Team Hernandez At Realty Executives Premier Crown Point, Schererville IN 07/2020 07/2021
Tru Independence Remote IN 08/2021 09/2022
N/A N/A IN 05/2020 07/2020
Purdue University West Lafayette IN 08/2016 05/2017
Turncast Remote IN 09/2022 03/2024
Mammoth Vc/Mammoth Technology Remote IN 09/2022 03/2024
Milemarker Remote IN 05/2023 03/2024
N/A N/A IN 03/2024 09/2024
Stifel Crown Point And Indianapolis IN 09/2024 03/2026
N/A N/A IN 05/2017 08/2017
Purdue University West Lafayette IN 08/2017 05/2018
Purdue University West Lafayette IN 08/2018 05/2019
Purdue University West Lafayette IN 08/2019 05/2020
Artistic Strategies Indianapolis IN 03/2026 Present
Cetera Wealth Services, Llc El Segundo CA 04/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2026 Present
  • 06/2018 → 08/2018
    Illinois Commerce Commission
    Chicago, IL
  • 02/2019 → 03/2020
    Purdue University
    West Lafayette, IN
  • 07/2020 → 07/2021
    Team Hernandez At Realty Executives Premier
    Crown Point, Schererville, IN
  • 08/2021 → 09/2022
    Tru Independence
    Remote, IN
  • 05/2020 → 07/2020
    N/A
    N/A, IN
  • 08/2016 → 05/2017
    Purdue University
    West Lafayette, IN
  • 09/2022 → 03/2024
    Turncast
    Remote, IN
  • 09/2022 → 03/2024
    Mammoth Vc/Mammoth Technology
    Remote, IN
  • 05/2023 → 03/2024
    Milemarker
    Remote, IN
  • 03/2024 → 09/2024
    N/A
    N/A, IN
  • 09/2024 → 03/2026
    Stifel
    Crown Point And Indianapolis, IN
  • 05/2017 → 08/2017
    N/A
    N/A, IN
  • 08/2017 → 05/2018
    Purdue University
    West Lafayette, IN
  • 08/2018 → 05/2019
    Purdue University
    West Lafayette, IN
  • 08/2019 → 05/2020
    Purdue University
    West Lafayette, IN
  • 03/2026 → Present
    Artistic Strategies
    Indianapolis, IN
  • 04/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ARTISTIC STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: REGISTERED CLIENT SERVICE ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: A CLIENT SERVICE ASSOCIATE (CSA) SUPPORTS FINANCIAL ADVISORS BY MANAGING ADMINISTRATIVE TASKS, PROCESSING CLIENT REQUESTS, HANDLING ACCOUNT DOCUMENTATION, AND ACTING AS THE PRIMARY POINT OF CONTACT FOR CLIENT INQUIRIES. 2. NAME OF OTHER BUSINESS: BRUNETTE AND ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: REGISTERED CLIENT SERVICE ASSOCIATE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SUPPORT FINANCIAL ADVISORS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28
Other Names
  • Amy Lorraine Mcnally
  • Amy Simpson

View on SEC IAPD

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