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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-08
FL RA APPROVED 2026-01-26
  • TX RA
    APPROVED
    Since 2026-05-08
  • FL RA
    APPROVED
    Since 2026-01-26

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Charlotte NC 07/2024 Present
Wells Fargo Clearing Services Charlotte NC 10/2024 Present
Wells Fargo Charlotte NC 06/2023 08/2023
Wells Fargo Charlotte NC 06/2022 08/2022
College Of Charleston Charleston SC 08/2020 05/2024
Unemployed Cornelius NC 08/2014 06/2020
  • 07/2024 → Present
    Wells Fargo Bank
    Charlotte, NC
  • 10/2024 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 06/2023 → 08/2023
    Wells Fargo
    Charlotte, NC
  • 06/2022 → 08/2022
    Wells Fargo
    Charlotte, NC
  • 08/2020 → 05/2024
    College Of Charleston
    Charleston, SC
  • 08/2014 → 06/2020
    Unemployed
    Cornelius, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-23
  • S66 Uniform Combined State Law Examination
    2025-04-23

View on SEC IAPD

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