Stephen William Misner

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 04/2022
  Grosvenor Capital Management, L.P.
  Chicago, IL
• 04/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

I*4761269, Entity Type not-for-profit , Name of OBA: St. Josaphat Parish, Chicago Address: chicago Illinois 60614 Investment Related: No Position, Title, Association: Co-Chair of the Capital Campaign Employee Start Date: 07/15/2026 No Hours: 5 monthly No Hours during trading: 0 Duties: I have been asked to help with the upcoming capital campaign,Helping to prioritize the projects that the funds raised in the capital campaign will be used for, Attending a couple of fundraising dinners over the next few months with donors, Direct outreach to donors to discuss the campaign and gain their thoughts and feedback. It is a Catholic Church.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-07-25
• S63 Uniform Securities Agent State Law Examination
  2014-01-10

Other Names

• Steve Misner
• Stephen W Misner