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Daniel Azimi

LPl Enterprise, LLC

Placentia, CA

Orange, CA

CRD 7979693

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-18
  • CA RA
    APPROVED
    Since 2024-12-18

Branch Locations

Placentia, CA • United States

600 City Parkway West Suite 210, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Orange CA 07/2024 11/2024
One Pacific Financial Strategies Anaheim Hills CA 03/2024 07/2024
Ghirardelli Chocolate Company Anaheim CA 11/2023 02/2024
N/A Anaheim CA 06/2023 11/2023
University Of California- Santa Barbara Santa Barbara CA 09/2018 08/2020
Doordash Irvine CA 09/2020 09/2021
University Of California- Santa Barbara Santa Barbara CA 09/2021 06/2023
High School Irvine CA 09/2014 09/2018
Lpl Enterprise, Llc Orange CA 11/2024 Present
  • 07/2024 → 11/2024
    Pruco Securities, Llc.
    Orange, CA
  • 03/2024 → 07/2024
    One Pacific Financial Strategies
    Anaheim Hills, CA
  • 11/2023 → 02/2024
    Ghirardelli Chocolate Company
    Anaheim, CA
  • 06/2023 → 11/2023
    N/A
    Anaheim, CA
  • 09/2018 → 08/2020
    University Of California- Santa Barbara
    Santa Barbara, CA
  • 09/2020 → 09/2021
    Doordash
    Irvine, CA
  • 09/2021 → 06/2023
    University Of California- Santa Barbara
    Santa Barbara, CA
  • 09/2014 → 09/2018
    High School
    Irvine, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Orange, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
  • S66 Uniform Combined State Law Examination
    2024-12-17

View on SEC IAPD

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