Seth Michael Griffin

Employer firm

Summit Global Investments, LLC CRD 157091

$2.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → Present
  Summit Global Investments
  Bountiful, UT
• 07/2023 → 07/2024
  Kopa Birth
  Concord, NC
• 04/2021 → 07/2023
  Bank Of America
  Charlotte, NC
• 09/2018 → 04/2021
  Alegra Learning
  Harrisburg, NC
• 06/2011 → 09/2018
  Bank Of America
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-24