Inactive

Seth Michael Griffin

Summit Global Investments, LLC

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Current Employers

Summit Global Investments, Llc

620 South Main Street, Bountiful, UT 84010 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-09-24

NC RA
APPROVED

Since 2024-09-24

Branch Locations

620 South Main Street, Bountiful, UT 84010 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Summit Global Investments	Bountiful	UT	07/2024	Present
Kopa Birth	Concord	NC	07/2023	07/2024
Bank Of America	Charlotte	NC	04/2021	07/2023
Alegra Learning	Harrisburg	NC	09/2018	04/2021
Bank Of America	Charlotte	NC	06/2011	09/2018

07/2024 → Present

Summit Global Investments

Bountiful, UT
07/2023 → 07/2024

Kopa Birth

Concord, NC
04/2021 → 07/2023

Bank Of America

Charlotte, NC
09/2018 → 04/2021

Alegra Learning

Harrisburg, NC
06/2011 → 09/2018

Bank Of America

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-24

S65 Uniform Investment Adviser Law Examination

2024-09-24

View on SEC IAPD

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Other Investors

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JEREMY BRIAN EVANS

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TREVOR BLAINE THOMPSON

NATHAN ELDON TANNER DRIGGS

Other Offices

SG TRADING SOLUTIONS, LLC · BOUNTIFUL, UT

CETERA INVESTMENT ADVISERS LLC · BOUNTIFUL, UT

STRATEGIC PLANNING GROUP · BOUNTIFUL, UT

WEALTH MODE · BOUNTIFUL, UT

WELLS FARGO CLEARING SERVICES, LLC · BOUNTIFUL, UT

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Woods Cross, UT

LPL FINANCIAL LLC · BOUNTIFUL, UT

ABLE & STRONG ADVISORS, INC. · BOUNTIFUL, UT

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