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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-05 |
| GA | RA | APPROVED | 2026-03-17 |
| VA | RA | APPROVED | 2026-02-18 |
| TX | RA | APPROVED | 2025-06-04 |
Branch Locations
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Medicare Benefits Advisor - Self Employed | Chicago | IL | 07/2016 | 11/2019 |
| Provision Financial Group L.L.C. | Chicago | IL | 12/2019 | 10/2024 |
| Guardian Life Insurance Company | Addison | TX | 08/2024 | Present |
| Park Avenue Securities | Addison | TX | 01/2025 | Present |
| Guardian Life Insurance Company | Arlington | TX | 06/2025 | Present |
| Park Avenue Securities | Arlington | TX | 06/2025 | Present |
1) Provision Financial Group LLC-Medicare Health plans, Start date: 07/01/2016, Address: 6003 Rocky Point Drive, Arlington, TX 76018, 20 hours per month; 20 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-29 |
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