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Spencer G Bennett

Rockefeller Financial LLC

Florham Park, NJ

Arlington, VA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-14
DC RA APPROVED 2026-04-21
VA RA APPROVED 2026-03-31
  • TX RA
    APPROVED
    Since 2026-05-14
  • DC RA
    APPROVED
    Since 2026-04-21
  • VA RA
    APPROVED
    Since 2026-03-31

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 08/2024 03/2026
Cms Environmental Solutions Columbia MD 10/2022 08/2024
Bar Cino Restaurant Newport RI 05/2022 09/2022
University Of Connecticut Storrs CT 08/2018 05/2022
Gems House Of Bagels Middletown NJ 12/2015 08/2018
Target Middletown NJ 06/2016 09/2019
Rockefeller Financial Llc Arlington VA 03/2026 Present
  • 08/2024 → 03/2026
    Rbc Capital Markets, Llc
    Washington, DC
  • 10/2022 → 08/2024
    Cms Environmental Solutions
    Columbia, MD
  • 05/2022 → 09/2022
    Bar Cino Restaurant
    Newport, RI
  • 08/2018 → 05/2022
    University Of Connecticut
    Storrs, CT
  • 12/2015 → 08/2018
    Gems House Of Bagels
    Middletown, NJ
  • 06/2016 → 09/2019
    Target
    Middletown, NJ
  • 03/2026 → Present
    Rockefeller Financial Llc
    Arlington, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17

View on SEC IAPD

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