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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-27 |
| TX | RA | APPROVED | 2020-04-23 |
| CT | RA | APPROVED | 2019-12-16 |
Branch Locations
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | Present |
*565379- RxArt; Investment related -No; New York, New York; Art/Culture; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2015; During business hours: 0; After business hours: 5; Marketing, Business Development/Growth *568476- 12H LCW LLC; Investment related Yes; Glenwood Landing, New York; Real Estate; Partner, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 0; My wife is operating the LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-10 |
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