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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-07-01
  • VT RA
    APPROVED
    Since 2025-07-01

Branch Locations

Winooski, VT • United States

480 Hercules Drive Suite 102, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Colchester VT 01/2024 Present
Mml Investors Services, Llc Colchester VT 09/2024 Present
Signal Kitchen Burlington VT 01/2023 01/2024
Foam Brewers Burlington VT 09/2022 07/2023
Faraday Burlington VT 03/2022 09/2022
Unemployed Burlington VT 08/2021 03/2022
University Of Vermont- Grossman School Of Business Burlington VT 08/2020 08/2021
Foam Brewers Burlington VT 04/2018 08/2020
Westport Hospitality Burlington VT 12/2015 08/2018
Foam Brewers Burlington VT 11/2025 Present
  • 01/2024 → Present
    Massmutual Life Insurance Co
    Colchester, VT
  • 09/2024 → Present
    Colchester, VT
  • 01/2023 → 01/2024
    Signal Kitchen
    Burlington, VT
  • 09/2022 → 07/2023
    Foam Brewers
    Burlington, VT
  • 03/2022 → 09/2022
    Faraday
    Burlington, VT
  • 08/2021 → 03/2022
    Unemployed
    Burlington, VT
  • 08/2020 → 08/2021
    University Of Vermont- Grossman School Of Business
    Burlington, VT
  • 04/2018 → 08/2020
    Foam Brewers
    Burlington, VT
  • 12/2015 → 08/2018
    Westport Hospitality
    Burlington, VT
  • 11/2025 → Present
    Foam Brewers
    Burlington, VT
Other Businesses

NAME: Foam Brewers INV REL: N ADD: 112 Lake Street, Burlington VT 05401 NATURE: Local Bar POSITION: Bartender START DATE: 11/01/25 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Bartender

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-20
  • S66 Uniform Combined State Law Examination
    2025-06-20

View on SEC IAPD

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