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Christopher Daniel Austin

Advisory Services Network

Atlanta, GA

Hamden, ME

CRD 7977947

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-10-24
  • ME RA
    APPROVED
    Since 2024-10-24

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

7 Future Way Suite A, Hamden, ME 04444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fa Peabody Hampden ME 04/2011 Present
Advisory Services Network, Llc Atlanta GA 10/2024 Present
  • 04/2011 → Present
    Fa Peabody
    Hampden, ME
  • 10/2024 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Other Businesses

1) FA Peabody Agency 36 Main Rd. North Hampden, ME 04444 Insurance Agent investment related activity Began employment on 4/11/2011 40 hours/week Commercial Insurance Agent 2) VP of Standby to Fly Initiative Home- 35 Emerson Mill Rd. Hampden, ME 04444 Nonprofit fundraising for Veteran organizations. Responsibilities: Coordinate fundraising events with outside groups and organizations and make decisions on which nonprofit organizations to give that money to. Non-investment related employment No Compensation 50hr/month 2hrs during trading started 04/01/2018

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-12
  • S65 Uniform Investment Adviser Law Examination
    2024-08-12
Other Names
  • Chris Austin

View on SEC IAPD

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