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Carter Charles Shultz

Equitable Advisors, LLC

Smithshire, IL

Peoria, IL

CRD 7977934

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-29
  • IL RA
    APPROVED
    Since 2025-07-29

Branch Locations

Smithshire, IL • United States

901 W. Glen Avenue Suite B, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors Llc New York NY 08/2024 Present
West Central High School Biggsville IL 07/2014 05/2021
Hyvee Burlington IA 03/2019 04/2024
Unemployed Smithshire IL 05/2024 07/2024
  • 08/2024 → Present
    Equitable Advisors Llc
    New York, NY
  • 07/2014 → 05/2021
    West Central High School
    Biggsville, IL
  • 03/2019 → 04/2024
    Hyvee
    Burlington, IA
  • 05/2024 → 07/2024
    Unemployed
    Smithshire, IL
Other Businesses

Hyvee, Stocker, not investment related, Burlington IA, Start 6/2026, 90 hrs/mo

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
S63 Uniform Securities Agent State Law Examination 2025-04-30
  • S66 Uniform Combined State Law Examination
    2025-07-25
  • S63 Uniform Securities Agent State Law Examination
    2025-04-30
Other Names
  • Carter Charles Shultz
  • Carter Shultz

View on SEC IAPD

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