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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
GA RA APPROVED 2025-03-10
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • GA RA
    APPROVED
    Since 2025-03-10

Branch Locations

103 Westpark Dr. Suite B, Peachtree City, GA 30269 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 04/2016 03/2025
Suntrust Advisory Services Atlanta GA 08/2016 03/2025
Cambridge Investment Research, Inc. Fairfield IA 03/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2025 Present
  • 04/2016 → 03/2025
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → 03/2025
    Suntrust Advisory Services
    Atlanta, GA
  • 03/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2016-09-01 → 2025-03-10
    Columbus, GA
    Columbus, GA
    Fayetteville, GA
    Columbus, GA
    Columbus, GA
    Columbus, GA
    Lagrange, GA
    Jonesboro, GA
    Riverdale, GA
    Columbus, GA
    Peachtree City, GA
    Forest Park, GA
    Atlanta, GA
    East Point, GA
    Atlanta, GA
    College Park, GA
    Atlanta, GA
    College Park, GA
    Union City, GA
    Newnan, GA
    Newnan, GA
    Peachtree City, GA
  • 2016-05-04 → 2016-12-31
    Truist Investment Services, Inc.
    Columbus, GA
    Columbus, GA
    Columbus, GA
    Lagrange, GA
    Columbus, GA
    Columbus, GA
    Fayetteville, GA
    Riverdale, GA
    Jonesboro, GA
    Columbus, GA
    Atlanta, GA
    Atlanta, GA
    Forest Park, GA
    College Park, GA
    East Point, GA
    Atlanta, GA
    Peachtree City, GA
    Union City, GA
    College Park, GA
    Newnan, GA
    Newnan, GA
    Alpharetta, GA
    Alpharetta, GA
    Peachtree City, GA
    Atlanta, GA
    Peachtree City, GA
  • 2010-12-06 → 2016-05-09
    Riverdale, GA
    Fairburn, GA
    Fayetteville, GA
    Atlanta, GA
    Union City, GA
  • 2009-10-23 → 2010-12-07
    Peachtree City, GA
    Lagrange, GA
    Peachtree City, GA
    Alpharetta, GA
  • 2008-03-04 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Peachtree City, GA
    Fayetteville, GA
    Lagrange, GA
  • 2006-05-17 → 2008-03-05
    Truist Investment Services, Inc.
    Hampton, GA
    Hampton, GA
    Mcdonough, GA
    Mcdonough, GA
    Mcdonough, GA
    Mcdonough, GA
    Morrow, GA
    Stockbridge, GA
    Stockbridge, GA
    Stockbridge, GA
    Stockbridge, GA
    Jonesboro, GA
    Mcdonough, GA
    Mcdonough, GA
    Stockbridge, GA
    Riverdale, GA
    Jonesboro, GA
    Riverdale, GA
    Lithonia, GA
    Decatur, GA
    Decatur, GA
    Decatur, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Forest Park, GA
    Morrow, GA
    Atlanta, GA
    Jonesboro, GA
    Atlanta, GA
Other Businesses

1. SENTINEL WEALTH ADVISORS, 103 Westpark Drive, Suite B, Peachtree City GA 30269, 01/2025, Owner, DBA Name, INV REL, 240 HR/MO, 240 HR/MO TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 03/2025 3. BPE DEVELOPMENT, LLC, 1306 Blue Sky Court, Peachtree City GA 30269, United States, 05/2026, Owner, Real Estate, NIR, 20 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-12
S63 Uniform Securities Agent State Law Examination 2005-07-21
  • S66 Uniform Combined State Law Examination
    2006-05-12
  • S63 Uniform Securities Agent State Law Examination
    2005-07-21
Other Names
  • Mark Passalacqua

View on SEC IAPD

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