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Joshua T Daly

Morgan Stanley

Colchester, VT

CRD 3133390

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-01-09
  • VT RA
    APPROVED
    Since 2024-01-09

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Colchester VT 09/2021 Present
Fidelity Charitable Boston MA 05/2010 09/2021
  • 09/2021 → Present
    Morgan Stanley
    Colchester, VT
  • 05/2010 → 09/2021
    Fidelity Charitable
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
S63 Uniform Securities Agent State Law Examination 1998-11-09
  • S66 Uniform Combined State Law Examination
    2024-01-08
  • S63 Uniform Securities Agent State Law Examination
    1998-11-09
Other Names
  • Joshua Totin Daly

View on SEC IAPD

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