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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-04 |
Branch Locations
1900 West Loop S Ste 650A, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uber | San Francisco | CA | 06/2023 | 09/2024 |
| Amerant Bank | Houston | TX | 03/2013 | 06/2023 |
| Principal Securities, Inc. | Houston | TX | 10/2024 | Present |
| Principal Life Insurance Company | Houston | TX | 10/2024 | Present |
**UBER TECHNOLOGIES / LYFT POSITION: Driver NATURE: Rideshare INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 9127 Golden Sunshine Dr., Houston TX 77064, United States DESCRIPTION: Transporting passengers safely and efficiently using rideshare app like Uber or Lyft. This includes picking up riders, following directions, maintaining a clean vehicle, and potentially assisting with deliveries. **INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 03/11/2025 ADDRESS: 1900 West Loop South, Suite 650A, Houston TX 77065, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-28 |
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